1999

Strategic Plan 2009 - 2012

• Letter to Stakeholders

Proposed Framework 81-406 - Point of sale disclosure for mutual funds and segregated funds

• Letter to Stakeholders
• Proposed Framework 81-406 - Paper
• Proposed Framework 81-406 Appendices 1-3
• Proposed Framework 81-406 Appendices 4-5
• Backgrounder Summary
• News Release (June 15, 2007)
• Stakeholder Submissions

• Proposed Guidelines for Capital Accumulation Plans
  • Backgrounder
  • News Release (April 25, 2003)
  • Stakeholder Submissions
  • Summary of Stakeholder Comments and Regulators Responses

• Revised Principles for Investment Disclosure in Capital Accumulation Plans
  • Update letter sent to Stakeholders (January 15, 2003)

• Proposed Regulatory Principles for Capital Accumulation Plans
  • Backgrounder
  • Update letter sent to Stakeholders (May 24, 2002)
  • Stakeholder Submission

• Principles and Practices for the Sale of Products and Services in the Financial Sector
• A Consumer's Guide to Financial Transactions
  • Backgrounder
  • Cover Letter to Stakeholders (March 6, 2003)
  • Stakeholder Submissions
  • Industry Examples
• Summary of Comments and Response

• Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds (Consultation Paper 81-403)
  • Regulation of Point of Sale Disclosure for Segregated Funds and Mutual Funds (Available in English only)
  • Summary of Comments and Responses (April 30, 2004)
  • News Release (August 1, 2003)
  • News Release (February 13, 2003)
  • Stakeholder Submissions

Individual Variable Insurance Contracts (Segregated Funds) and Mutual Funds

• 100-Point comparative study of Individual Variable Insurance Contracts (Segregated Funds) and Mutual Funds (Available in English only)
• 15-Point recommendation for the changes in the regulation of Individual Variable Insurance Contracts (Segregated Funds) and Mutual Funds (Available in English only)