Final Documents

Joint Forum Capital Accumulation Plan Guidelines - January 29, 2010
Joint Forum Capital Accumulation Plan Guidelines - April 20, 2009
Framework 81-406: Point of Sale Disclosure for Mutual Funds and Segregated Funds
The Financial Services OmbudsNetwork - A Framework for Collaboration - (August 10, 2007)

Links to the Financial OmbudServices
Ombudsman for Banking Services and Investments
OmbudService for Life and Health Insurance (OLHI)
General Insurance OmbudService

Principles and Practices for the Sale of products and Services in the Financial Sector (January 28, 2005)
- Click Here for the Consumer's Guide to Financial Transactions

Guidelines for Capital Accumulation Plans (May 28, 2004)

Guidelines for Capital Accumulation Plans - brochure (April 1, 2005)

Click here for the Proposed Securities Exemption (Note: this link will take you to the Ontario Securities Commission web site)