Final Documents
  • Principles and Practices for the Sale of products and Services in the Financial Sector (January 28, 2005)
    • Click Here for the Consumer's Guide to Financial Transactions
    • Backgrounder
    • Stakeholder Letter

     

  • Guidelines for Capital Accumulation Plans (May 28, 2004)

    • Guidelines for Capital Accumulation Plans - brochure (April 1, 2005)

    • Click here for the Proposed Securities Exemption (Note: this link will take you to the Ontario Securities Commission web site)