About the Group
Publications
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Spring 2006
Summer 2004
Fall/Winter 2003
Spring/Summer 2003
Spring 2001
Fall 2000
Consultation Papers
Capital Accumulation Plans
Proposed Guidelines
Backgrounder
News Release
Submissions
Summary of Stakeholder Comments and Regulators Responses
Revised Principles
Update letter
Proposed Regulatory Principles
Backgrounder
Update letter
Submissions
Practice Standards
Principles and Practices
Consumer's Guide
Backgrounder
Cover letter
Submissions
Industry Examples
Summary of Comments and Responses
Point-of-Sale
Consultation Paper 81-403
Regulation of Point-of-Sale
Summary of Comments and Responses (April 30, 2004)
News Release (August 1, 2003)
News Release (February 13, 2003)
Submissions
Individual Variable Insurance Contracts (Segregated Funds) and Mutual Funds
100-Point comparative study of Individual Variable Insurance Contracts (Segregated Funds) and Mutual Funds
(Available in English only
)
15-Point recommendation for the changes in the regulation of Individual Variable Insurance Contracts (Segregated Funds) and Mutual Funds
(Available in English only)
Final Documents
Principles and Practices for the Sale of products and Services in the Financial Sector (January 28, 2005)
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for the Consumer's Guide to Financial Transactions
Backgrounder
Stakeholder Letter
Guidelines for Capital Accumulation Plans (May 28, 2004)
Guidelines for Capital Accumulation Plans - brochure (April 1, 2005)
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for the Proposed Securities Exemption (Note: this link will take you to the Ontario Securities Commission web site)
Strategic Plans
May 2005
February 2003
News
News Releases
2007
Canadian Securities Administrators: Proposed National Instrument 24-101 Institutional Trade Matching and Settlement (June 22, 2007)
2006
Canadian Securities Administrators: Proposed National Instrument 24-101 Institutional Trade Matching and Settlement (April 26, 2006)
2005
Principles and Practices for the Sale of products and Services in the Financial Sector (January 28, 2005)
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for related documents
2004
Guidelines for Capital Accumulation Plans (May 28, 2004)
Backgrounder
Click Here
for the Joint Forum Guidelines for Capital Accumulation Plans
Click here
for the Proposed Securities Exemption (Note: this link will take you to the Ontario Securities Commission web site)
2003
POS news release (August 03)
CAPs final news release (April 2003)
POS news release (February 03)
Speeches
Presentations
Members
Canadian Association of Pensions Supervisory Authorities
Canadian Securities Administrators
Canadian Council of Insurance Regulators
Canadian Insurance Services Regulatory Organizations
Related Links
Canadian Association of Pensions Supervisory Authorities
Canadian Securities Administrators
Canadian Council of Insurance Regulators
Canadian Insurance Services Regulatory Organizations
Centre for the Financial Services OmbudsNetwork
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Joint Forum of Financial Market Regulators
Forum conjoint des autorités de réglementation du marché financier