Point of Sale

Project - Point of Sale
Initiative/Project Name: Point of Sale
Description: The framework describes the elements of the Joint Forum’s point of sale disclosure system, including a new mandatory fund summary document called Fund Facts, to be delivered to investors before they buy a fund, and a new simplified “cooling off” right for an investor to cancel a purchase.

Publications:

Publications:
Document Name Date Description
Framework 81-406 POS Disclosure October 24, 2008 Final Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds
Letter to Stakeholders October 24, 2008 Letter to stakeholders regarding the Final POS Framework 81-406
Background Summary October 24, 2008 Background summary regarding POS Framework 81-406
News Release October 24, 2008 News release from Joint Forum regarding POS Framework 81-406
Stakeholder Responses - Part 1 - A through I October 15, 2007 Stakeholder responses to Proposed Framework 81-406 - A through I
Stakeholder Responses - Part 2 - J through P October 15, 2007 Stakeholder responses to Proposed Framework 81-406 - J through P
Stakeholder Responses - Part 3 - Q through Z October 15, 2007 Stakeholder responses to Proposed Framework 81-406 - Q through Z
Proposed Framework 81-406 POS Disclosure June 15, 2007 Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds.
Proposed Framework - Appendices 1 - 3 June 15, 2007 Proposed Framework 81-406 Appendices 1 - 3
Proposed Framework - Appendices 4 - 5 June 15, 2007 Proposed Framework 81-406 Appendices 4 - 5
Background Summary June 15, 2007 Background summary regarding Proposed POS Framework 81-406
Letter to Stakeholders June 15, 2007 Letter to stakeholders regarding Proposed POS Framework 81-406
News Release June 15, 2007 News Release regarding Proposed POS Framework 81-406
News Release August 1, 2003 Disclosure System for Segregated Funds and Mutual Funds Consultation Ends
Summary of Responses April 30, 2003 Summary of Stakeholder comments and responses to 81-403 Consultation Document
Stakeholder Submissions April 30, 2003 Stakeholder submissions regarding Rethinking Point of Sale Disclosure 81-403
News Release February 13, 2003 Regulators propose a unique disclosure system tailored for Segregated Funds and Mutual Funds
Consultation Document - 81-403 February 13, 2003 Rethinking Ponit of Sale Disclosure for Segregated Funds and Mutual Funds - Consultation Paper 81-403
Background Summary
February 13, 2003
Background research regarding Consultation Paper 81-403