Publications

Select the initiative name for more information on the project, or select the document name to open the document directly.

Publications:
Initiative / Project Name Document Date Published Description
Capital Accumulation Plans CAP Q & A January 29, 2010 Joint Forum Capital Accumulation Plan Guidelines - Frequently Asked Questions
Capital Accumulation Plans News Release April 20, 2009 News Release regarding a review of the JF CAP Guidelines
Consumer Education and Information Financial Literacy Report March 25, 2009 Reaching Higher: Canadian Conference on Financial Literacy Final Report
Consumer Education and Information Financial Literacy Brochure March 25, 2009 Brochure regarding Canadian Conference on Financial Literacy
Point of Sale Framework 891-406 POS Disclosure October 24, 2008 Final Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds
Point of Sale Letter to Stakeholders October 24, 2008 Letter to stakeholders regarding the Final POS Framework 81-406
Point of Sale Background Summary October 24, 2008 Background summary regarding POS Framework 81-406
Point of Sale News Release October 24, 2008 News release from Joint Forum regarding POS Framework 81-406
Consumer Education and Information News Release September 3, 2008 News release regarding Financial Literacy Conference
Point of Sale Stakeholder Responses - Part 1 - A through I October 15, 2007 Stakeholder responses to Proposed Framework 81-406 - A through I
Point of Sale Stakeholder Responses - Part 2 - J through P October 15, 2007 Stakeholder responses to Proposed Framework 81-406 - J through P
Point of Sale Stakeholder Responses - Part 3 - Q through Z October 15, 2007 Stakeholder responses to Proposed Framework 81-406 - Q through Z
FSON - Framework FSON Framework August 10, 2007 The Financial Services OmbudsNetwork - A Framework for Collaboration
General Joint Forum Information CSA News Release June 22, 2007 Canadian Securities Administrators: National Instrument 24-101 Institutional Trade Matching and Settlement.
Point of Sale Proposed Framework 81-406 POS Disclosure June 15, 2007 Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds.
Point of Sale Proposed Framework - Appendices 1 - 3 June 15, 2007 Proposed Framework 81-406 Appendices 1 - 3
Point of Sale Proposed Framework - Appendices 4 - 5 June 15, 2007 Proposed Framework 81-406 Appendices 4 - 5
Point of Sale Background Summary June 15, 2007 Background summary regarding Proposed POS Framework 81-406
Point of Sale Letter to Stakeholders June 15, 2007 Letter to stakeholders regarding Proposed POS Framework 81-406
Point of Sale News Release June 15, 2007 News Release regarding Proposed POS Framework 81-406
General Joint Forum Information CSA News Release April 22, 2006 Canadian Securities Administrators: National Instrument 24-101 Institutional Trade Matching and Settlement.
General Joint Forum Information Newsletter Spring 2006 Joint Forum Spring 2006 Newsletter
Capital Accumulation Plans CAP Brochure April 1, 2005 Guidelines for Capital Accumulation Plans - Brochure
Practice Standards Final Principles and Practices January 28, 2005 Final Principles and Practices for the Sale of Products and Services in the Financial Sector
Practice Standards Consumer's Guide January 28, 2005 Consumer's Guide to Financial Transactions
Practice Standards News Release January 28, 2005 News relase from Joint Forum regarding release of Final Principles and Practices
Practice Standards Backgrounder January 28, 2005 Backgrounder regarding release of Final Principles and Practices
Practice Standards Letter to Stakeholders January 28, 2005 Letter to stakeholders regarding release of Final Principles and Practices
General Joint Forum Information Newsletter Summer 2004 Joint Forum Summer 2004 Newsletter
Capital Accumulation Plans CAP Guidelines May 28, 2004 Guidelines for Capital Accumulations Plans
Capital Accumulation Plans News Release May 28, 2004 News release regarding CAP Guidelines
Capital Accumulation Plans Backgrounder - CAP Guidelines May 28, 2004 Backgrounder regarding CAP Guidelines
Capital Accumulation Plans Summary of Stakeholder Comments May 28, 2004 Summary of stakeholder comments and regulators responses to the Proposed CAP Guidelines
Capital Accumulation Plans Stakeholder Responses May 28, 2004 Stakeholder responses to the Proposed Guidelines for Capital Acccumulation Plans
General Joint Forum Information Newsletter Fall / Winter 2003 Joint Forum Fall / Winter 2003 Newsletter
Point of Sale News Release August 1, 2003 Disclosure System for Segregated Funds and Mutual Funds Consultation Ends
Practice Standards Summary of Responses May 29, 2003 Summary of stakeholder responses to Proposed Principles and Practices consultation
Practice Standards Stakeholder Submissions May 29, 2003 Stakeholder comments regarding proposed Principles and Practices for the Sale of Products in the Financial Services Sector
General Joint Forum Information Newsletter Spring / Summer 2003 Joint Forum Spring / Summer 2003 Newsletter
Point of Sale Summary of Responses April 30, 2003 Summary of Stakeholder comments and responses to 81-403 Consultation Document
Point of Sale Stakeholder Submissions April 30, 2003 Stakeholder submissions regarding Rethinking Point of Sale Disclosure 81-403
Capital Accumulation Plans Proposed CAP Guidelines April 25, 2003 Proposed Guidelines for Capital Accumulation Plans
Capital Accumulation Plans News Release April 25, 2003 News release regarding Joint Forum's Proposed Guidelines for Capital Accumulation Plans
Capital Accumulation Plans Backgrounder - Proposed CAP guidelines April 25, 2003 Backgrounder - Proposed CAP Guidelines
Practice Standards Consultation Document March 6, 2003 Proposed Principles and Practices Consultation Document
Practice Standards Consumer's Guide March 6, 2003 Proposed Consumer's Guide to Financial Transactions
Practice Standards Letter to Stakeholders March 6, 2003 Letter to stakeholders regarding consultation on Proposed Principles
Practice Standards Backgrounder March 6, 2003 Backgrounder regarding consultation document on Proposed Principles
Practice Standards Industry Examples March 6, 2003 Descriptive examples to enhance intermediaries’ understanding of the principles and practices.
Point of Sale News Release February 13, 2003 Regulators propose a unique disclosure system tailored for Segregated Funds and Mutual Funds
Point of Sale Consultation Document - 81-403 February 13, 2003 Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds - Consultation Paper 81-403
Point of Sale Background Summary February 13, 2003 Background research regarding Consultation Paper 81-403
Capital Accumulation Plans Revised Principles - CAP January 15, 2003 Revised principles for investment disclosure in Capital Accumulation Plans
Capital Accumulation Plans Letter to Stakeholders January 15, 2003 Update letter to stakeholders re CAP principles
Capital Accumulation Plans Stakeholder Responses May 24, 2002 Stakeholder responses to the Proposed Regulatory Principles for Capital Accumulation Plans
Capital Accumulation Plans Backgrounder May 24, 2002 Backgrounder regarding Proposed Regulatory Principles for CAPs
Capital Accumulation Plans Letter to Stakeholders May 24, 2002 Progress report to stakeholders regarding Proposed Regulatory Principles for CAPs
General Joint Forum Information Newsletter Spring 2001 Joint Forum Spring 2001 Newsletter
Capital Accumulation Plans Proposed Regulatory Principles - CAPs April 27, 2001 Proposed Regulatory Principles for Capital Accumulation Plans
General Joint Forum Information Newsletter Fall 2000 Joint Forum Fall 2000 Newsletter
Individual Variable Insurance Contracts (IVICs) / Mutual Funds Recommendations December 15, 1999 15-point recommendation for changes in the regulation of IVICs (Segregated Funds) and Mutual Funds
Individual Variable Insurance Contracts (IVICs) / Mutual Funds Comparative Study May 7, 1999 100-point comparative study of IVICs (Segregated Funds) and Mutual Funds