Select the initiative name for more information on the project, or select the document name to open the document directly.
Initiative /Project Name |
Document |
Date Published |
Description |
| Capital Accumulation Plans | CAP Q & A | January 29, 2010 |
Joint Forum Capital Accumulation Plan Guidelines
- Frequently Asked Questions |
| Capital Accumulation Plans | News Release | April 20, 2009 |
News Release regarding a review of the JF
CAP Guidelines |
| Financial Literacy Report | March 25, 2009 |
Reaching Higher: Canadian Conference on
Financial Literacy Final Report |
|
| Consumer Education and Information | Financial Literacy Brochure | March 25, 2009 |
Brochure regarding Canadian
Conference on Financial Literacy |
| Point of Sale | Framework 891-406 POS Disclosure | October 24, 2008 |
Final Framework 81-406 Point
of Sale Disclosure for Mutual Funds and Segregated Funds |
| Point of Sale | Letter to Stakeholders | October 24, 2008 |
Letter to stakeholders regarding the Final
POS Framework 81-406 |
| Point of Sale | Background Summary | October 24, 2008 |
Background summary regarding POS Framework
81-406 |
| Point of Sale | News Release | October 24, 2008 |
News release from Joint Forum regarding
POS Framework 81-406 |
| Consumer Education and Information | News Release | September 3, 2008 |
News release regarding Financial Literacy
Conference |
| Point of Sale | Stakeholder Responses - Part 1 - A through I | October 15, 2007 |
Stakeholder responses to Proposed Framework
81-406 - A through I |
| Point of Sale | Stakeholder Responses - Part 2 - J through P | October 15, 2007 |
Stakeholder responses to Proposed Framework
81-406 - J through P |
| Point of Sale | Stakeholder Responses - Part 3 - Q through Z | October 15, 2007 |
Stakeholder responses to Proposed Framework
81-406 - Q through Z |
| FSON - Framework | FSON Framework | August 10, 2007 |
The Financial Services OmbudsNetwork - A
Framework for Collaboration |
| General Joint Forum Information | CSA News Release | June 22, 2007 |
Canadian Securities Administrators: National
Instrument 24-101 Institutional Trade Matching and Settlement. |
| Point of Sale | Proposed Framework 81-406 POS Disclosure | June 15, 2007 |
Proposed Framework 81-406 Point of Sale
Disclosure for Mutual Funds and Segregated Funds. |
| Point of Sale | Proposed Framework - Appendices 1 - 3 | June 15, 2007 |
Proposed Framework 81-406 Appendices 1 -
3 |
| Point of Sale | Proposed Framework - Appendices 4 - 5 | June 15, 2007 |
Proposed Framework 81-406 Appendices 4 -
5 |
| Point of Sale | Background Summary | June 15, 2007 |
Background summary regarding Proposed POS
Framework 81-406 |
| Point of Sale | Letter to Stakeholders | June 15, 2007 |
Letter to stakeholders regarding Proposed
POS Framework 81-406 |
| Point of Sale | News Release | June 15, 2007 |
News Release regarding Proposed POS Framework
81-406 |
| General Joint Forum Information | CSA News Release | April 22, 2006 |
Canadian Securities Administrators: National
Instrument 24-101 Institutional Trade Matching and Settlement. |
| General Joint Forum Information | Newsletter | Spring 2006 |
Joint Forum Spring 2006 Newsletter |
| Capital Accumulation Plans | CAP Brochure | April 1, 2005 |
Guidelines for Capital Accumulation Plans
- Brochure |
| Final Principles and Practices | January 28, 2005 |
Final Principles and Practices for the Sale
of Products and Services in the Financial Sector |
|
| Practice Standards | Consumer's Guide | January 28, 2005 |
Consumer's Guide to Financial Transactions |
| Practice Standards | News Release | January 28, 2005 |
News relase from Joint Forum regarding release
of Final Principles and Practices |
| Practice Standards | Backgrounder | January 28, 2005 |
Backgrounder regarding release of Final
Principles and Practices |
| Practice Standards | Letter to Stakeholders | January 28, 2005 |
Letter to stakeholders regarding release
of Final Principles and Practices |
| General Joint Forum Information | Newsletter | Summer 2004 |
Joint Forum Summer 2004 Newsletter |
| Capital Accumulation Plans | CAP Guidelines | May 28, 2004 |
Guidelines for Capital Accumulations Plans |
| Capital Accumulation Plans | News Release | May 28, 2004 |
News release regarding CAP Guidelines |
| Capital Accumulation Plans | Backgrounder - CAP Guidelines | May 28, 2004 |
Backgrounder regarding CAP Guidelines |
| Capital Accumulation Plans | Summary of Stakeholder Comments | May 28, 2004 |
Summary of stakeholder comments and regulators
responses to the Proposed CAP Guidelines |
| Capital Accumulation Plans | Stakeholder Responses | May 28, 2004 |
Stakeholder responses to the Proposed Guidelines
for Capital Acccumulation Plans |
| General Joint Forum Information | Newsletter | Fall / Winter 2003 |
Joint Forum Fall / Winter 2003 Newsletter |
| Point of Sale | News Release | August 1, 2003 |
Disclosure System for Segregated Funds and
Mutual Funds Consultation Ends |
| Practice Standards | Summary of Responses | May 29, 2003 |
Summary of stakeholder responses to
Proposed Principles and Practices consultation |
| Practice Standards | Stakeholder Submissions | May 29, 2003 |
Stakeholder comments regarding proposed
Principles and Practices for the Sale of Products in the Financial Services
Sector |
| General Joint Forum Information | Newsletter | Spring / Summer 2003 |
Joint Forum Spring / Summer 2003 Newsletter |
| Point of Sale | Summary of Responses | April 30, 2003 |
Summary of Stakeholder comments and
responses to 81-403 Consultation Document |
| Point of Sale | Stakeholder Submissions | April 30, 2003 |
Stakeholder submissions regarding Rethinking
Point of Sale Disclosure 81-403 |
| Capital Accumulation Plans | Proposed CAP Guidelines | April 25, 2003 |
Proposed Guidelines for Capital Accumulation
Plans |
| Capital Accumulation Plans | News Release | April 25, 2003 |
News release regarding Joint Forum's Proposed
Guidelines for Capital Accumulation Plans |
| Capital Accumulation Plans | Backgrounder - Proposed CAP guidelines | April 25, 2003 |
Backgrounder - Proposed CAP Guidelines |
| Practice Standards | Consultation Document | March 6, 2003 |
Proposed Principles and Practices Consultation
Document |
| Practice Standards | Consumer's Guide | March 6, 2003 |
Proposed Consumer's Guide to Financial Transactions |
| Practice Standards | Letter to Stakeholders | March 6, 2003 |
Letter to stakeholders regarding consultation
on Proposed Principles |
| Practice Standards | Backgrounder | March 6, 2003 |
Backgrounder regarding consultation document
on Proposed Principles |
| Practice Standards | Industry Examples | March 6, 2003 |
Descriptive examples to enhance intermediaries’
understanding of the principles and practices. |
| Point of Sale | News Release | February 13, 2003 |
Regulators propose a unique
disclosure system tailored for Segregated Funds and Mutual Funds |
| Point of Sale | Consultation Document - 81-403 | February 13, 2003 |
Rethinking Point of Sale Disclosure
for Segregated Funds and Mutual Funds - Consultation Paper 81-403 |
| Point of Sale | February 13, 2003 |
Background research regarding Consultation
Paper 81-403 |
|
| Capital Accumulation Plans | Revised Principles - CAP | January 15, 2003 |
Revised principles for investment disclosure
in Capital Accumulation Plans |
| Capital Accumulation Plans | Letter to Stakeholders | January 15, 2003 |
Update letter to stakeholders re CAP principles |
| Capital Accumulation Plans | Stakeholder Responses | May 24, 2002 |
Stakeholder responses to the Proposed Regulatory
Principles for Capital Accumulation Plans |
| Capital Accumulation Plans | Backgrounder | May 24, 2002 |
Backgrounder regarding Proposed Regulatory
Principles for CAPs |
| Capital Accumulation Plans | Letter to Stakeholders | May 24, 2002 |
Progress report to stakeholders regarding
Proposed Regulatory Principles for CAPs |
| General Joint Forum Information | Newsletter | Spring 2001 |
Joint Forum Spring 2001 Newsletter |
| Capital Accumulation Plans | Proposed Regulatory Principles - CAPs | April 27, 2001 |
Proposed Regulatory Principles for Capital
Accumulation Plans |
| General Joint Forum Information | Newsletter | Fall 2000 |
Joint Forum Fall 2000 Newsletter |
| Individual Variable Insurance Contracts (IVICs) / Mutual Funds | Recommendations | December 15, 1999 |
15-point recommendation for changes in the
regulation of IVICs (Segregated Funds) and Mutual Funds |
| Individual Variable Insurance Contracts (IVICs) / Mutual Funds | Comparative Study | May 7, 1999 |
100-point comparative study of IVICs (Segregated
Funds) and Mutual Funds |