Select the initiative name for more information on the project, or select the document name to open the document directly.
| Initiative / Project Name | Document | Date Published | Description |
|---|---|---|---|
| Capital Accumulation Plans | CAP Q & A | January 29, 2010 | Joint Forum Capital Accumulation Plan Guidelines - Frequently Asked Questions |
| Capital Accumulation Plans | News Release | April 20, 2009 | News Release regarding a review of the JF CAP Guidelines |
| Consumer Education and Information | Financial Literacy Report | March 25, 2009 | Reaching Higher: Canadian Conference on Financial Literacy Final Report |
| Consumer Education and Information | Financial Literacy Brochure | March 25, 2009 | Brochure regarding Canadian Conference on Financial Literacy |
| Point of Sale | Framework 891-406 POS Disclosure | October 24, 2008 | Final Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds |
| Point of Sale | Letter to Stakeholders | October 24, 2008 | Letter to stakeholders regarding the Final POS Framework 81-406 |
| Point of Sale | Background Summary | October 24, 2008 | Background summary regarding POS Framework 81-406 |
| Point of Sale | News Release | October 24, 2008 | News release from Joint Forum regarding POS Framework 81-406 |
| Consumer Education and Information | News Release | September 3, 2008 | News release regarding Financial Literacy Conference |
| Point of Sale | Stakeholder Responses - Part 1 - A through I | October 15, 2007 | Stakeholder responses to Proposed Framework 81-406 - A through I |
| Point of Sale | Stakeholder Responses - Part 2 - J through P | October 15, 2007 | Stakeholder responses to Proposed Framework 81-406 - J through P |
| Point of Sale | Stakeholder Responses - Part 3 - Q through Z | October 15, 2007 | Stakeholder responses to Proposed Framework 81-406 - Q through Z |
| FSON - Framework | FSON Framework | August 10, 2007 | The Financial Services OmbudsNetwork - A Framework for Collaboration |
| General Joint Forum Information | CSA News Release | June 22, 2007 | Canadian Securities Administrators: National Instrument 24-101 Institutional Trade Matching and Settlement. |
| Point of Sale | Proposed Framework 81-406 POS Disclosure | June 15, 2007 | Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds. |
| Point of Sale | Proposed Framework - Appendices 1 - 3 | June 15, 2007 | Proposed Framework 81-406 Appendices 1 - 3 |
| Point of Sale | Proposed Framework - Appendices 4 - 5 | June 15, 2007 | Proposed Framework 81-406 Appendices 4 - 5 |
| Point of Sale | Background Summary | June 15, 2007 | Background summary regarding Proposed POS Framework 81-406 |
| Point of Sale | Letter to Stakeholders | June 15, 2007 | Letter to stakeholders regarding Proposed POS Framework 81-406 |
| Point of Sale | News Release | June 15, 2007 | News Release regarding Proposed POS Framework 81-406 |
| General Joint Forum Information | CSA News Release | April 22, 2006 | Canadian Securities Administrators: National Instrument 24-101 Institutional Trade Matching and Settlement. |
| General Joint Forum Information | Newsletter | Spring 2006 | Joint Forum Spring 2006 Newsletter |
| Capital Accumulation Plans | CAP Brochure | April 1, 2005 | Guidelines for Capital Accumulation Plans - Brochure |
| Practice Standards | Final Principles and Practices | January 28, 2005 | Final Principles and Practices for the Sale of Products and Services in the Financial Sector |
| Practice Standards | Consumer's Guide | January 28, 2005 | Consumer's Guide to Financial Transactions |
| Practice Standards | News Release | January 28, 2005 | News relase from Joint Forum regarding release of Final Principles and Practices |
| Practice Standards | Backgrounder | January 28, 2005 | Backgrounder regarding release of Final Principles and Practices |
| Practice Standards | Letter to Stakeholders | January 28, 2005 | Letter to stakeholders regarding release of Final Principles and Practices |
| General Joint Forum Information | Newsletter | Summer 2004 | Joint Forum Summer 2004 Newsletter |
| Capital Accumulation Plans | CAP Guidelines | May 28, 2004 | Guidelines for Capital Accumulations Plans |
| Capital Accumulation Plans | News Release | May 28, 2004 | News release regarding CAP Guidelines |
| Capital Accumulation Plans | Backgrounder - CAP Guidelines | May 28, 2004 | Backgrounder regarding CAP Guidelines |
| Capital Accumulation Plans | Summary of Stakeholder Comments | May 28, 2004 | Summary of stakeholder comments and regulators responses to the Proposed CAP Guidelines |
| Capital Accumulation Plans | Stakeholder Responses | May 28, 2004 | Stakeholder responses to the Proposed Guidelines for Capital Acccumulation Plans |
| General Joint Forum Information | Newsletter | Fall / Winter 2003 | Joint Forum Fall / Winter 2003 Newsletter |
| Point of Sale | News Release | August 1, 2003 | Disclosure System for Segregated Funds and Mutual Funds Consultation Ends |
| Practice Standards | Summary of Responses | May 29, 2003 | Summary of stakeholder responses to Proposed Principles and Practices consultation |
| Practice Standards | Stakeholder Submissions | May 29, 2003 | Stakeholder comments regarding proposed Principles and Practices for the Sale of Products in the Financial Services Sector |
| General Joint Forum Information | Newsletter | Spring / Summer 2003 | Joint Forum Spring / Summer 2003 Newsletter |
| Point of Sale | Summary of Responses | April 30, 2003 | Summary of Stakeholder comments and responses to 81-403 Consultation Document |
| Point of Sale | Stakeholder Submissions | April 30, 2003 | Stakeholder submissions regarding Rethinking Point of Sale Disclosure 81-403 |
| Capital Accumulation Plans | Proposed CAP Guidelines | April 25, 2003 | Proposed Guidelines for Capital Accumulation Plans |
| Capital Accumulation Plans | News Release | April 25, 2003 | News release regarding Joint Forum's Proposed Guidelines for Capital Accumulation Plans |
| Capital Accumulation Plans | Backgrounder - Proposed CAP guidelines | April 25, 2003 | Backgrounder - Proposed CAP Guidelines |
| Practice Standards | Consultation Document | March 6, 2003 | Proposed Principles and Practices Consultation Document |
| Practice Standards | Consumer's Guide | March 6, 2003 | Proposed Consumer's Guide to Financial Transactions |
| Practice Standards | Letter to Stakeholders | March 6, 2003 | Letter to stakeholders regarding consultation on Proposed Principles |
| Practice Standards | Backgrounder | March 6, 2003 | Backgrounder regarding consultation document on Proposed Principles |
| Practice Standards | Industry Examples | March 6, 2003 | Descriptive examples to enhance intermediaries’ understanding of the principles and practices. |
| Point of Sale | News Release | February 13, 2003 | Regulators propose a unique disclosure system tailored for Segregated Funds and Mutual Funds |
| Point of Sale | Consultation Document - 81-403 | February 13, 2003 | Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds - Consultation Paper 81-403 |
| Point of Sale | Background Summary | February 13, 2003 | Background research regarding Consultation Paper 81-403 |
| Capital Accumulation Plans | Revised Principles - CAP | January 15, 2003 | Revised principles for investment disclosure in Capital Accumulation Plans |
| Capital Accumulation Plans | Letter to Stakeholders | January 15, 2003 | Update letter to stakeholders re CAP principles |
| Capital Accumulation Plans | Stakeholder Responses | May 24, 2002 | Stakeholder responses to the Proposed Regulatory Principles for Capital Accumulation Plans |
| Capital Accumulation Plans | Backgrounder | May 24, 2002 | Backgrounder regarding Proposed Regulatory Principles for CAPs |
| Capital Accumulation Plans | Letter to Stakeholders | May 24, 2002 | Progress report to stakeholders regarding Proposed Regulatory Principles for CAPs |
| General Joint Forum Information | Newsletter | Spring 2001 | Joint Forum Spring 2001 Newsletter |
| Capital Accumulation Plans | Proposed Regulatory Principles - CAPs | April 27, 2001 | Proposed Regulatory Principles for Capital Accumulation Plans |
| General Joint Forum Information | Newsletter | Fall 2000 | Joint Forum Fall 2000 Newsletter |
| Individual Variable Insurance Contracts (IVICs) / Mutual Funds | Recommendations | December 15, 1999 | 15-point recommendation for changes in the regulation of IVICs (Segregated Funds) and Mutual Funds |
| Individual Variable Insurance Contracts (IVICs) / Mutual Funds | Comparative Study | May 7, 1999 | 100-point comparative study of IVICs (Segregated Funds) and Mutual Funds |