Point of Sale
The framework describes the elements of the Joint Forum’s point of sale disclosure system, including a new mandatory fund summary document called Fund Facts, to be delivered to investors before they buy a fund, and a new simplified “cooling off” right for an investor to cancel a purchase.
Publications:
| Document | Date | Description |
|---|---|---|
 Framework 81-406 |
October 24, 2008 | Final Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds |
| Letter to Stakeholders |
October 24, 2008 | Letter to stakeholders regarding the Final POS Framework 81-406 |
| Background Summary |
October 24, 2008 | Background summary regarding POS Framework 81-406 |
| News Release |
October 24, 2008 | News release from Joint Forum regarding POS Framework 81-406 |
| Stakeholder Comments 2007 - A through I |
October 15, 2007 | Stakeholder responses to Proposed Framework 81-406 - A through I |
| Stakeholder Comments 2007 - J through P |
October 15, 2007 | Stakeholder responses to Proposed Framework 81-406 - J through P |
| Stakeholder Comments 2007 - Q through Z |
October 15, 2007 | Stakeholder responses to Proposed Framework 81-406 - Q through Z |
| Proposed Framework 81-406 |
June 15, 2007 | Proposed Framework 81-406 Point of Sale Disclosure for Mutual Funds and Segregated Funds |
| Proposed Framework Appendices 1-3 |
June 15, 2006 | Proposed Framework 81-406 - Appendices 1-3 |
| Proposed Framework Appendices 4-5 |
June 15, 2006 | Proposed Framework 81-406 - Appendices 4-5 |
| Backgrounder |
June 15, 2007 | Background summary regarding Proposed POS Framework 81-406 |
| Letter to Stakeholders |
June 15, 2007 | Letter to stakeholders regarding Proposed POS Framework 81-406 |
| News Release |
June 15, 2007 | News Release regarding Proposed POS Framework81-406 |
| News Release |
August 1, 2003 | Disclosure System for Segregated Funds and Mutual Funds Consultation Ends |
| Summary of Responses |
April 30, 2003 | Summary of Stakeholder comments and responses to 81-406 Consultation Document |
| Stakeholder Submissions |
April 30, 2003 | Stakeholder submissions regarding Rethinking Point of Sale Disclosure 81-403 |
| News Release |
February 13, 2003 | Regulators propose a unique disclosurse system tailored for Segregated Funds and Mutual Funds |
| Consultation Paper 81-403 |
February 13, 2003 | Rethinking Point of Sale Disclosure for Segregated Funds and Mutual Funds - Consultation Paper 81-403 |
| Background Summary |
February 13, 2003 | Background research regarding Consultation Paper 81-403 |